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OP-00348 Open

Hexagonal optimality for Gaussian time-frequency sampling

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Let $g(t) = 2^{1/4} e^{-\pi t^2}$. For $\delta > 1$ and a full-rank lattice $\Lambda \subset \mathbb{R}^2$ of covolume $1/\delta$, let $A_\Lambda$ and $B_\Lambda$ be the optimal frame bounds of the Gabor system of $g$ over $\Lambda$: the largest $A$ and the smallest $B$ with $$A \|f\|_2^2 \le \sum_{(x,\omega) \in \Lambda} \Bigl| \int_{\mathbb{R}} f(t)\, \overline{e^{2\pi i \omega t} g(t - x)}\, dt \Bigr|^2 \le B \|f\|_2^2 \qquad (f \in L^2(\mathbb{R})).$$ Since $\delta > 1$, they are positive and finite (Lyubarskii; Seip; Seip and Wallstén). Let $$\Lambda_{\mathrm{hex}} = \delta^{-1/2} \Bigl( \frac{2}{\sqrt{3}} \Bigr)^{1/2} \begin{pmatrix} 1 & 1/2 \\ 0 & \sqrt{3}/2 \end{pmatrix} \mathbb{Z}^2,$$ the hexagonal lattice of covolume $1/\delta$. When $\delta$ is an even integer, Faulhuber proved, using Montgomery's theorem on minimal theta functions, that among lattices of covolume $1/\delta$ the upper bound $B_\Lambda$ is minimal exactly for the hexagonal lattice and its rotations, and Bétermin, Faulhuber and Steinerberger proved that the lower bound $A_\Lambda$ is maximal for the hexagonal lattice, so that $B_\Lambda/A_\Lambda$ is minimal there.

Problem. Is $B_\Lambda / A_\Lambda \ge B_{\Lambda_{\mathrm{hex}}} / A_{\Lambda_{\mathrm{hex}}}$ for every $\delta > 1$ and every lattice $\Lambda \subset \mathbb{R}^2$ of covolume $1/\delta$?

Source: Strohmer and Beaver (2003); in this form, Faulhuber (2019), Conjecture III.1, which also asks that equality hold only for rotated hexagonal lattices.

Imported from github.com/MColbrook/AIM.

Classification

Primary
FA — Functional Analysis
Secondary
CA
Keywords
AIM Open Applied Problems, frame bounds, Gabor frames, hexagonal lattices

References

@article{strohmer2003,
  author  = {Strohmer, Thomas and Beaver, Scott},
  title   = {Optimal {OFDM} design for time-frequency dispersive channels},
  journal = {IEEE Trans. Commun.},
  volume  = {51},
  number  = {7},
  year    = {2003},
  pages   = {1111--1122},
  doi     = {10.1109/TCOMM.2003.814200},
}
@inproceedings{faulhuber2019,
  author        = {Faulhuber, Markus},
  title         = {The {S}trohmer and {B}eaver conjecture for {G}aussian {G}abor systems -- a deep mathematical problem (?)},
  booktitle     = {2019 13th International Conference on Sampling Theory and Applications (SampTA)},
  publisher     = {IEEE},
  year          = {2019},
  pages         = {1--5},
  doi           = {10.1109/SampTA45681.2019.9030963},
  eprint        = {1905.05051},
  archivePrefix = {arXiv},
}
@article{faulhuber2018,
  author  = {Faulhuber, Markus},
  title   = {Minimal frame operator norms via minimal theta functions},
  journal = {J. Fourier Anal. Appl.},
  volume  = {24},
  number  = {2},
  year    = {2018},
  pages   = {545--559},
  doi     = {10.1007/s00041-017-9526-x},
}
@article{montgomery1988,
  author  = {Montgomery, Hugh L.},
  title   = {Minimal theta functions},
  journal = {Glasgow Math. J.},
  volume  = {30},
  number  = {1},
  year    = {1988},
  pages   = {75--85},
  doi     = {10.1017/S0017089500007047},
}
@misc{betermin2026,
  author        = {B{\'e}termin, Laurent and Faulhuber, Markus and Steinerberger, Stefan},
  title         = {A variational principle for {G}aussian lattice sums},
  year          = {2026},
  eprint        = {2110.06008},
  archivePrefix = {arXiv},
  note          = {Version 2, 5 October 2026; to appear in Forum Math. Pi},
}
@incollection{lyubarskii1992,
  author    = {Lyubarskii, Yu. I.},
  title     = {Frames in the {B}argmann space of entire functions},
  booktitle = {Entire and Subharmonic Functions},
  series    = {Adv. Soviet Math.},
  volume    = {11},
  publisher = {Amer. Math. Soc.},
  address   = {Providence, RI},
  year      = {1992},
  pages     = {167--180},
  doi       = {10.1090/advsov/011/08},
}
@article{seip1992,
  author  = {Seip, Kristian},
  title   = {Density theorems for sampling and interpolation in the {B}argmann--{F}ock space {I}},
  journal = {J. Reine Angew. Math.},
  volume  = {429},
  year    = {1992},
  pages   = {91--106},
  doi     = {10.1515/crll.1992.429.91},
}
@article{seip1992b,
  author  = {Seip, Kristian and Wallst{\'e}n, Robert},
  title   = {Density theorems for sampling and interpolation in the {B}argmann--{F}ock space {II}},
  journal = {J. Reine Angew. Math.},
  volume  = {429},
  year    = {1992},
  pages   = {107--114},
  doi     = {10.1515/crll.1992.429.107},
}
@misc{aim-gaussian-gabor-hexagonal-optimality,
  author       = {Brunton, Steve and Colbrook, Matthew J. and de Hoop, Maarten V. and Stepaniants, George and Townsend, Alex and Ward, Rachel},
  title        = {{Hexagonal optimality for Gaussian time-frequency sampling}},
  howpublished = {AIM --- Open Applied Problems, GitHub repository},
  year         = {2026},
  url          = {https://github.com/MColbrook/AIM/blob/a153f469ee0ea64e876b2ad97c79d252c19a3e22/problems/449-gaussian-gabor-hexagonal-optimality.md},
  note         = {Entry 449 at commit a153f46, 2026-10-13},
}

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OP-00348, "Hexagonal optimality for Gaussian time-frequency sampling", clopen.solutions.