A universal bound on excess molecular charge
For distinct nuclei $R_1, \dots, R_M \in \mathbb{R}^3$ with charges $Z_a \in \mathbb{N}$, put $Z = \sum_a Z_a$ and let $$H_N = \sum_{j=1}^N \left( -\frac12 \Delta_{x_j} - \sum_{a=1}^M \frac{Z_a}{|x_j - R_a|} \right) + \sum_{i < j} \frac{1}{|x_i - x_j|}$$ act on $\bigwedge^N L^2(\mathbb{R}^3; \mathbb{C}^2)$. Write $E_N = \inf \sigma(H_N)$ and $E_0 = 0$; by the HVZ theorem the essential spectrum of $H_N$ is $[E_{N-1}, \infty)$. Let $N_{\max}$ be the largest $N$ for which $E_N$ is an eigenvalue of $H_N$, including an eigenvalue at the threshold $E_N = E_{N-1}$. Zhislin showed that $H_N$ has infinitely many bound states below its essential spectrum when $N \le Z$. Lieb proved $N_{\max} < 2Z + M$, without using the Pauli principle. For atoms ($M = 1$), Lieb, Sigal, Simon and Thirring proved $N_{\max} = Z + o(Z)$ as $Z \to \infty$, and Nam proved $N_{\max} < 1.22\,Z + 3Z^{1/3}$. Solovej proved the analogous bound for atoms in Hartree–Fock theory.
Problem. Is there a universal finite constant $C$ such that $$N_{\max} \le Z + CM$$ for all choices of the charges and of the nuclear positions?
Source: Lieb (1980s), and Simon (1984), Problem 10C, as reported by Lewin (2025), Open Problem 1, which states it in this form.
Imported from github.com/MColbrook/AIM.
Classification
- Primary
- SP — Spectral Theory
- Secondary
- AP, MP
- Keywords
- AIM Open Applied Problems, Coulomb systems, negative ions
References
@article{lewin2025,
author = {Lewin, Mathieu},
title = {Some open mathematical problems concerning charged quantum particles},
journal = {C. R. Phys.},
volume = {26},
year = {2025},
pages = {369--380},
doi = {10.5802/crphys.249},
}
@incollection{simon1984,
author = {Simon, Barry},
title = {Fifteen problems in mathematical physics},
booktitle = {Perspectives in Mathematics: Anniversary of Oberwolfach 1984},
editor = {J{\"a}ger, W. and Moser, J. and Remmert, R.},
publisher = {Birkh{\"a}user},
address = {Basel},
year = {1984},
pages = {423--454},
}
@article{zhislin1960,
author = {Zhislin, G. M.},
title = {A study of the spectrum of the {S}chr{\"o}dinger operator for a system of several particles},
journal = {Trudy Moskov. Mat. Ob{\v{s}}{\v{c}}.},
volume = {9},
year = {1960},
pages = {81--120},
note = {In Russian},
}
@article{lieb1984,
author = {Lieb, Elliott H.},
title = {Bound on the maximum negative ionization of atoms and molecules},
journal = {Phys. Rev. A},
volume = {29},
number = {6},
year = {1984},
pages = {3018--3028},
doi = {10.1103/PhysRevA.29.3018},
}
@article{lsst1988,
author = {Lieb, Elliott H. and Sigal, Israel M. and Simon, Barry and Thirring, Walter},
title = {Approximate neutrality of large-{Z} ions},
journal = {Comm. Math. Phys.},
volume = {116},
number = {4},
year = {1988},
pages = {635--644},
doi = {10.1007/BF01224904},
}
@article{nam2012,
author = {Nam, Phan Th{\`a}nh},
title = {New bounds on the maximum ionization of atoms},
journal = {Comm. Math. Phys.},
volume = {312},
number = {2},
year = {2012},
pages = {427--445},
doi = {10.1007/s00220-012-1479-y},
}
@article{solovej2003,
author = {Solovej, Jan Philip},
title = {The ionization conjecture in {H}artree--{F}ock theory},
journal = {Ann. of Math. (2)},
volume = {158},
number = {2},
year = {2003},
pages = {509--576},
doi = {10.4007/annals.2003.158.509},
}
@misc{aim-maximal-molecular-ionization,
author = {Brunton, Steve and Colbrook, Matthew J. and de Hoop, Maarten V. and Stepaniants, George and Townsend, Alex and Ward, Rachel},
title = {{A universal bound on excess molecular charge}},
howpublished = {AIM --- Open Applied Problems, GitHub repository},
year = {2026},
url = {https://github.com/MColbrook/AIM/blob/a153f469ee0ea64e876b2ad97c79d252c19a3e22/problems/098-maximal-molecular-ionization.md},
note = {Entry 098 at commit a153f46, 2026-10-13},
}
Resolution claims
We prove that a molecule with $M$ fixed nuclei of real charges at least one and total nuclear charge $Z$ strictly binds at most $Z+CM$ electrons, where $C$ is universal. The result holds for the full nonrelativistic Coulomb Hamiltonian with two spin states and arbitrary distinct nuclear positions. For neutral atoms with integer nuclear charge $Z\ge1$, the first ionization energy …
Status history
| When | Change | By | Reason |
|---|---|---|---|
| 2026-10-19 | Open → Solution claimed | The registry's curators | Uniform excess charge for Coulomb molecules and the outer radius of neutral atoms v1 recorded from math @ 1581d4c, build/main.tex. |
Citing this problem
This identifier is permanent. It will not change if the problem is solved, reclassified or withdrawn.
OP-00362, "A universal bound on excess molecular charge", clopen.solutions.