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OP-00412 Open

Bourgain–Spencer accuracy for random elliptic media at finite contrast

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Let $d \ge 2$. Let $\xi$ be vector-valued Gaussian white noise on $\mathbb{R}^d$, let $C_0$ be a smooth compactly supported matrix-valued kernel, $G = C_0 * \xi$, and $a(x) = a_0(G(x))$, where $a_0 \in C^1_b$ takes symmetric matrix values with $\lambda I \le a_0 \le I$ for some $\lambda > 0$. For deterministic $f \in C^\infty_c(\mathbb{R}^d; \mathbb{R}^d)$ and $\varepsilon > 0$ let $\nabla u_\varepsilon \in L^2$ be the unique gradient solution of $$-\nabla \cdot a(x/\varepsilon) \nabla u_\varepsilon = \nabla \cdot f.$$ Given constant tensors $A^1, \dots, A^{2d}$, where each $A^k_{j_1 \cdots j_{k-1}}$ is a $d \times d$ matrix and $A^1$ is positive definite, define deterministic gradients $\nabla v_n$ in $L^2$ recursively by $-\nabla \cdot A^1 \nabla v_1 = \nabla \cdot f$ and $$-\nabla \cdot A^1 \nabla v_n = \nabla \cdot \sum_{k=2}^{n} A^k_{j_1 \cdots j_{k-1}} \partial_{j_1} \cdots \partial_{j_{k-1}} \nabla v_{n+1-k}, \qquad 2 \le n \le 2d,$$ with repeated indices summed, and set $U_\varepsilon = \sum_{n=1}^{2d} \varepsilon^{n-1} v_n$, a proxy for the solution of the higher-order homogenized equation.

For a discrete analogue with i.i.d. coefficients within $\delta$ of a constant matrix, Bourgain's result, refined by Kim and Lemm, implies that $\mathbb{E} \nabla u_\varepsilon$ admits such a description to order $\varepsilon^{2d - C\delta}$; Duerinckx, Lemm and Pagano extended this to continuum coefficient fields, again for small $\delta$. Without a smallness assumption, Duerinckx proved accuracy $\varepsilon^{d - \eta}$ for Gaussian coefficient fields, measured in a norm that is $L^2$ on scale $\varepsilon$ and $L^p$, with $p$ large, on large scales.

Problem. Do there exist constant tensors $A^1, \dots, A^{2d}$, depending only on the law of $a$, with $A^1$ positive definite, such that $$\|\mathbb{E} \nabla u_\varepsilon - \nabla U_\varepsilon\|_{L^2(\mathbb{R}^d)} \le C_{f,\eta}\, \varepsilon^{2d - \eta} \qquad (0 < \varepsilon \le 1)$$ for every $f$ and every $0 < \eta < 1$? No small-contrast assumption is made on $a$; the constants may depend on its law and ellipticity.

Source: Bourgain and Spencer, after Bourgain (2018) and Kim and Lemm (2019); named the Bourgain–Spencer conjecture by Duerinckx, Gloria and Lemm (2019); in the form of Duerinckx (2023), Conjecture 1. Stated by AIM — Open Applied Problems for finite-range Gaussian coefficient fields.

Imported from github.com/MColbrook/AIM.

Classification

Primary
AP — Analysis of PDEs
Secondary
PR
Keywords
AIM Open Applied Problems, higher-order homogenized equations, stochastic homogenization

References

@article{duerinckx2023,
  author        = {Duerinckx, Mitia},
  title         = {Non-perturbative approach to the {B}ourgain--{S}pencer conjecture in stochastic homogenization},
  journal       = {J. Math. Pures Appl.},
  volume        = {176},
  year          = {2023},
  pages         = {183--225},
  doi           = {10.1016/j.matpur.2023.06.005},
  eprint        = {2102.06319},
  archivePrefix = {arXiv},
}
@article{duerinckx2019,
  author        = {Duerinckx, Mitia and Gloria, Antoine and Lemm, Marius},
  title         = {A remark on a surprising result by {B}ourgain in homogenization},
  journal       = {Comm. Partial Differential Equations},
  volume        = {44},
  number        = {12},
  year          = {2019},
  pages         = {1345--1357},
  doi           = {10.1080/03605302.2019.1638934},
  eprint        = {1903.05247},
  archivePrefix = {arXiv},
}
@article{bourgain2018,
  author  = {Bourgain, Jean},
  title   = {On a homogenization problem},
  journal = {J. Stat. Phys.},
  volume  = {172},
  number  = {2},
  year    = {2018},
  pages   = {314--320},
  doi     = {10.1007/s10955-018-1981-5},
}
@article{kim2019,
  author  = {Kim, Jongchon and Lemm, Marius},
  title   = {On the averaged {G}reen's function of an elliptic equation with random coefficients},
  journal = {Arch. Ration. Mech. Anal.},
  volume  = {234},
  number  = {3},
  year    = {2019},
  pages   = {1121--1166},
  doi     = {10.1007/s00205-019-01409-1},
}
@article{duerinckx2025,
  author        = {Duerinckx, Mitia and Lemm, Marius and Pagano, Fran{\c{c}}ois},
  title         = {On {B}ourgain's approach to stochastic homogenization},
  journal       = {Arch. Ration. Mech. Anal.},
  volume        = {249},
  number        = {6},
  year          = {2025},
  pages         = {81},
  doi           = {10.1007/s00205-025-02145-5},
  eprint        = {2406.09909},
  archivePrefix = {arXiv},
}
@misc{aim-bourgain-spencer-nonperturbative-homogenization,
  author       = {Brunton, Steve and Colbrook, Matthew J. and de Hoop, Maarten V. and Stepaniants, George and Townsend, Alex and Ward, Rachel},
  title        = {{Bourgain–Spencer accuracy for random elliptic media at finite contrast}},
  howpublished = {AIM --- Open Applied Problems, GitHub repository},
  year         = {2026},
  url          = {https://github.com/MColbrook/AIM/blob/a153f469ee0ea64e876b2ad97c79d252c19a3e22/problems/453-bourgain-spencer-nonperturbative-homogenization.md},
  note         = {Entry 453 at commit a153f46, 2026-10-13},
}

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OP-00412, "Bourgain–Spencer accuracy for random elliptic media at finite contrast", clopen.solutions.