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A complete boundary-control criterion for coupled heat systems in higher dimensions

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Let $\Omega \subset \mathbb{R}^d$, $d \ge 2$, be a bounded connected smooth domain, $\Gamma \subset \partial\Omega$ a nonempty relatively open set, $T > 0$, and $A \in \mathbb{R}^{n \times n}$, $B \in \mathbb{R}^{n \times m}$ constant matrices with $m < n$. Consider $$y_t - \Delta y - A y = 0 \ \text{in } \Omega \times (0,T), \qquad y = B f \mathbf{1}_\Gamma \ \text{on } \partial\Omega \times (0,T), \qquad y(0) = y_0 \in L^2(\Omega)^n,$$ with controls $f \in L^\infty(\Gamma \times (0,T))^m$ and solutions defined by transposition. The system is null controllable if every $y_0$ admits a control with $y(T) = 0$. Let $\lambda_1 \le \lambda_2 \le \cdots$ be the Dirichlet eigenvalues of $-\Delta$ on $\Omega$, and for $P \in \mathbb{R}^{p \times p}$ and $R \in \mathbb{R}^{p \times r}$ write $[P; R] = [R \mid PR \mid \cdots \mid P^{p-1} R]$.

With a distributed control $B k \mathbf{1}_\omega$ in the equation instead, null controllability holds if and only if $\operatorname{rank}[A; B] = n$ (Ammar-Khodja, Benabdallah, Dupaix and González-Burgos, 2009). In dimension one, for $\Omega = (0,\pi)$ with the control at the endpoint $x = 0$, Ammar-Khodja, Benabdallah, González-Burgos and de Teresa proved that the boundary system is null controllable if and only if $\operatorname{rank}[L_k; B_k] = nk$ for every $k \ge 1$, where $L_k = \operatorname{diag}(\lambda_1 I - A, \dots, \lambda_k I - A)$ and $B_k$ stacks $k$ copies of $B$. Benabdallah, Boyer, González-Burgos and Olive characterized boundary null controllability of such systems on cylinders $(0,\pi) \times \Omega_2$ with control on $\{0\} \times \omega_2$ (2014).

Problem. Find a necessary and sufficient spectral or algebraic condition for null controllability, in terms of how $A$ and $B$ interact with the Dirichlet spectral data of $\Omega$ and with $\Gamma$. Restating null controllability as an observability inequality for the adjoint system is not such a characterization.

Source: Fernández-Cara (2025), Problem 1, for approximate and null controllability. Stated by AIM — Open Applied Problems for null controllability.

Imported from github.com/MColbrook/AIM.

Classification

Primary
OC — Optimization and Control
Secondary
AP
Keywords
AIM Open Applied Problems, boundary controllability, coupled parabolic systems

References

@article{fernandezcara2025,
  author  = {Fern{\'a}ndez-Cara, Enrique},
  title   = {Remarks on control and inverse problems for {PDE}s},
  journal = {SeMA J.},
  volume  = {82},
  number  = {3},
  year    = {2025},
  pages   = {267--288},
  doi     = {10.1007/s40324-024-00363-7},
}
@article{ammarkhodja2009,
  author  = {Ammar-Khodja, Farid and Benabdallah, Assia and Dupaix, C{\'e}dric and Gonz{\'a}lez-Burgos, Manuel},
  title   = {A {K}alman rank condition for the localized distributed controllability of a class of linear parabolic systems},
  journal = {J. Evol. Equ.},
  volume  = {9},
  number  = {2},
  year    = {2009},
  pages   = {267--291},
  doi     = {10.1007/s00028-009-0008-8},
}
@article{ammarkhodja2011,
  author  = {Ammar-Khodja, F. and Benabdallah, A. and Gonz{\'a}lez-Burgos, M. and de Teresa, L.},
  title   = {The {K}alman condition for the boundary controllability of coupled parabolic systems. {B}ounds on biorthogonal families to complex matrix exponentials},
  journal = {J. Math. Pures Appl. (9)},
  volume  = {96},
  number  = {6},
  year    = {2011},
  pages   = {555--590},
  doi     = {10.1016/j.matpur.2011.06.005},
}
@article{benabdallah2014,
  author  = {Benabdallah, Assia and Boyer, Franck and Gonz{\'a}lez-Burgos, Manuel and Olive, Guillaume},
  title   = {Sharp estimates of the one-dimensional boundary control cost for parabolic systems and application to the {$N$}-dimensional boundary null controllability in cylindrical domains},
  journal = {SIAM J. Control Optim.},
  volume  = {52},
  number  = {5},
  year    = {2014},
  pages   = {2970--3001},
  doi     = {10.1137/130929680},
}
@misc{aim-boundary-coupled-heat-control-criterion,
  author       = {Brunton, Steve and Colbrook, Matthew J. and de Hoop, Maarten V. and Stepaniants, George and Townsend, Alex and Ward, Rachel},
  title        = {{A complete boundary-control criterion for coupled heat systems in higher dimensions}},
  howpublished = {AIM --- Open Applied Problems, GitHub repository},
  year         = {2026},
  url          = {https://github.com/MColbrook/AIM/blob/a153f469ee0ea64e876b2ad97c79d252c19a3e22/problems/257-boundary-coupled-heat-control-criterion.md},
  note         = {Entry 257 at commit a153f46, 2026-10-13},
}

Citing this problem

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OP-00505, "A complete boundary-control criterion for coupled heat systems in higher dimensions", clopen.solutions.